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Tag: SEC

News

SEC Imposes $81 Million in Fines for Recordkeeping Violations

The Securities and Exchange Commission (SEC) recently announced that it has reached settlements with 16 different firms, resulting in a total of $81 ...
By fxcoach9th February 20240
News

SEC Imposes New Rules for Private Funds

The Securities and Exchange Commission (SEC) is introducing new regulations that will require a significant number of private funds to register as dealers ...
By fxcoach6th February 20240
News

Bitcoin and Cryptocurrencies Drop as Regulatory Deadline Approaches

Bitcoin and other cryptocurrencies experienced a decline on Monday as the crypto sector anxiously awaits the potential approval of exchange-traded funds (ETFs) tied ...
By fxcoach8th January 20240
News

The Hedge Fund Industry Challenges New Short Sale Disclosure Rules

The hedge fund industry is contesting the implementation of new rules that require greater transparency in short sale transactions. However, Securities and Exchange ...
By fxcoach14th December 20230
News

SEC Settles Charges with Nine Investment Advisors

The Securities and Exchange Commission (SEC) has reached settlements with nine registered investment advisors regarding alleged violations of the new Marketing Rule. As ...
By fxcoach12th September 20230
News

Coinbase Shares Surge After Court Rules Against SEC’s Decision on Bitcoin ETF

Coinbase Global Inc. experienced a significant surge in its shares during Tuesday trading following a favorable ruling from a federal appeals court regarding ...
By fxcoach29th August 20230
News

SEC Fines 10 Firms for Electronic Communications Failures

Wells Fargo & Co. will be paying a significant portion of the fines imposed by the Securities and Exchange Commission (SEC) against 10 ...
By fxcoach9th August 20230
US SEC Investigating Binance’s BNB
News

US SEC Investigating Binance’s BNB Over Its ICO in 2017

US regulators are probing whether Binance Holdings Ltd violated securities rules by selling digital tokens five years ago when the crypto exchange launched. ...
By fxcoach7th June 20220

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